03.10.01: Physical Access Authorizations

Discussion:

A facility can include one or more physical locations containing systems or system components that process, store, or transmit CUI. Physical access authorizations apply to employees and visitors. Individuals with permanent physical access authorization credentials are not considered visitors. Authorization credentials include identification badges, identification cards, and smart cards. Organizations determine the strength of the authorization credentials consistent with applicable laws, Executive Orders, directives, regulations, policies, standards, and guidelines. Physical access authorizations may not be necessary to access certain areas within facilities that are designated as publicly accessible.

Assessment Methods and Objectives

Examine [SELECT FROM: physical protection policy and procedures; procedures for physical access authorizations; authorized personnel access list; physical access list reviews; physical access termination records; authorization credentials; system security plan; other relevant documents or records]

Interview [SELECT FROM: personnel with physical access authorization responsibilities; personnel with physical access to the facility where the system resides; personnel with information security responsibilities]

Test [SELECT FROM: processes for physical access authorizations; mechanisms for supporting or implementing physical access authorizations]